Securities & Investment Losses

Mattlin & Kovacs’s attorneys are experienced in litigating and arbitrating securities and investment losses. The firm represents investors who have sustained significant damages as a result of specific failures by brokerage firms’ supervisory procedures and financial advisor misconduct.  Our team of experienced attorneys has achieved substantial recoveries on behalf of victimized investors.

Mattlin & Kovacs’s legal team uses extensive legal and financial services industry experience to assist clients.  Mr. Kovacs’s experience as a Series 7 and Series 24 licensed registered representative uniquely provides Mattlin & Kovacs with the perspective of a financial services industry insider when identifying and prosecuting stockbroker misconduct. We know the industry; and our clients reap the benefit of that experience.  The firm is positioned to represent retirees, employee option recipients, investor groups, individuals and charities in securities litigation and arbitration in the following areas:

• Churning
• Employee Stock Option Abuse
• Failure to Hedge Concentrated Stock Positions
• Margin Over-Concentration
• Misrepresentation
• Ponzi Schemes and Other Stock Fraud Conspiracies
• Suitability of Stocks, Options and Life Insurance Products
• Unauthorized Transactions

The attorneys at Mattlin & Kovacs also have the experience of having served as counsel to Broker/Dealers.  If you are a Broker/Dealer and are looking for affordable, comprehensive legal representation, give us a call today.

At Mattlin & Kovacs we strive to be on the forefront of the law and its emerging trends.  Many investment concerns are time sensitive, and we will make ourselves available anytime and on any day of the week to give you the advice you need. 
Please do not hesitate to call us at (561) 372-7200 for a consultation.